| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 期货合约交易 | 2014-05-26 | 2020-01-17 |
| Rep | 就证券提供意见 | 2013-07-22 | 2020-01-17 | |
| Rep | 提供资产管理 | 2013-07-22 | 2020-01-17 | |
| Rep | 证券交易 | 2013-07-22 | 2020-01-17 | |
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | 提供自动化交易服务 | 2011-04-11 | 2011-08-30 |
| Rep | 提供资产管理 | 2011-04-11 | 2013-06-13 | |
| Rep | 证券交易 | 2011-04-11 | 2013-06-13 | |
| Rep | 就证券提供意见 | 2011-03-15 | 2013-06-13 | |
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | 2009-08-20 | 2011-02-21 |