| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HARVEST GLOBAL INVESTMENTS LIMITED | RO | 证券交易 | 2011-03-09 | 2015-12-28 |
| RO | 就证券提供意见 | 2011-02-11 | 2015-12-28 | |
| RO | 提供资产管理 | 2011-02-11 | 2015-12-28 | |
| EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS) | RO | 就证券提供意见 | 2006-08-08 | 2007-11-30 |
| RO | 提供资产管理 | 2006-08-08 | 2007-11-30 | |
| RO | 证券交易 | 2006-08-08 | 2007-11-30 | |
| DWS Investments Hong Kong Limited | Rep | 就证券提供意见 | 2005-08-16 | 2005-10-05 |
| Rep | 提供资产管理 | 2005-08-16 | 2005-10-05 | |
| Rep | 证券交易 | 2005-08-16 | 2005-10-05 | |
| RO | 就机构融资提供意见 | - | 2003-06-12 | |
| RO | 就证券提供意见 | - | 2005-08-16 | |
| RO | 提供资产管理 | - | 2005-08-16 | |
| RO | 证券交易 | - | 2005-08-16 |