Lui, Wai Man (SFC:AIU192) 呂偉文

证监会中央编号:AIU192

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Pearl International Securities Limited	RO	就证券提供意见	2026-04-10	-
	RO	提供资产管理	2026-04-10	-
	RO	证券交易	2026-04-10	-
Yues Asset & Wealth Management Limited	RO	就证券提供意见	2024-10-30	2026-01-31
	RO	提供资产管理	2024-10-30	2026-01-31
Wealth Link Securities Limited	RO	就证券提供意见	2022-12-21	2024-04-29
	RO	证券交易	2022-12-21	2024-04-29
YEE TAI ASSET MANAGEMENT LIMITED	RO	就证券提供意见	2022-03-15	2022-12-02
	RO	提供资产管理	2022-03-15	2022-12-02
Waymaker Asset Management Co. Limited	RO	就证券提供意见	2019-06-18	2020-04-18
	RO	提供资产管理	2019-06-18	2020-04-18
CVP Securities Limited	RO	期货合约交易	2018-10-09	2021-11-03
	RO	证券交易	2018-10-09	2021-11-03
M&AMP;F ASSET MANAGEMENT LIMITED	RO	提供资产管理	2015-05-06	2018-09-06
	RO	就证券提供意见	2015-02-03	2018-09-06
	RO	证券交易	2014-12-17	2018-09-06
METRO CAPITAL FUTURES LIMITED	RO	期货合约交易	2014-12-17	2015-07-13
M&AMP;F ASSET MANAGEMENT LIMITED	Rep	证券交易	2014-11-24	2014-12-17
METRO CAPITAL FUTURES LIMITED	Rep	期货合约交易	2014-11-24	2014-12-17
WINWIN SECURITIES LIMITED	RO	证券交易	2013-11-21	2014-11-21
	Rep	证券交易	2013-10-04	2013-11-21
Hongkong Bay Securities Limited	RO	证券交易	2013-01-31	2013-09-14
	Rep	证券交易	2013-01-02	2013-01-31
WINWIN SECURITIES LIMITED	RO	证券交易	2012-05-25	2012-12-30
	Rep	证券交易	2012-05-02	2012-05-25
Mage Securities Limited	RO	期货合约交易	2011-01-20	2012-04-01
	RO	证券交易	2011-01-20	2012-04-01
	Rep	期货合约交易	2011-01-06	2011-01-20
	Rep	证券交易	2011-01-06	2011-01-20
Waton Securities International Limited	RO	证券交易	2007-07-19	2011-01-03
	Rep	证券交易	2007-04-24	2007-07-19
CHIEF COMMODITIES LIMITED	Rep	期货合约交易	2004-09-13	2007-04-14
CHIEF SECURITIES LIMITED	Rep	证券交易	2004-08-05	2007-04-14
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2004-07-15	2004-08-02
FORTUNE (HK) SECURITIES LIMITED	Rep	证券交易	2004-05-07	2004-07-12
SANFULL SECURITIES LIMITED	Rep	证券交易	2003-05-13	2004-05-06

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Pearl International Securities Limited	RO	就证券提供意见	2026-04-10	-
	RO	提供资产管理	2026-04-10	-
	RO	证券交易	2026-04-10	-
Yues Asset & Wealth Management Limited	RO	就证券提供意见	2024-10-30	2026-01-31
	RO	提供资产管理	2024-10-30	2026-01-31
Wealth Link Securities Limited	RO	就证券提供意见	2022-12-21	2024-04-29
	RO	证券交易	2022-12-21	2024-04-29
YEE TAI ASSET MANAGEMENT LIMITED	RO	就证券提供意见	2022-03-15	2022-12-02
	RO	提供资产管理	2022-03-15	2022-12-02
Waymaker Asset Management Co. Limited	RO	就证券提供意见	2019-06-18	2020-04-18
	RO	提供资产管理	2019-06-18	2020-04-18
CVP Securities Limited	RO	期货合约交易	2018-10-09	2021-11-03
	RO	证券交易	2018-10-09	2021-11-03
M&AMP;F ASSET MANAGEMENT LIMITED	RO	提供资产管理	2015-05-06	2018-09-06
	RO	就证券提供意见	2015-02-03	2018-09-06
	RO	证券交易	2014-12-17	2018-09-06
METRO CAPITAL FUTURES LIMITED	RO	期货合约交易	2014-12-17	2015-07-13
M&AMP;F ASSET MANAGEMENT LIMITED	Rep	证券交易	2014-11-24	2014-12-17
METRO CAPITAL FUTURES LIMITED	Rep	期货合约交易	2014-11-24	2014-12-17
WINWIN SECURITIES LIMITED	RO	证券交易	2013-11-21	2014-11-21
	Rep	证券交易	2013-10-04	2013-11-21
Hongkong Bay Securities Limited	RO	证券交易	2013-01-31	2013-09-14
	Rep	证券交易	2013-01-02	2013-01-31
WINWIN SECURITIES LIMITED	RO	证券交易	2012-05-25	2012-12-30
	Rep	证券交易	2012-05-02	2012-05-25
Mage Securities Limited	RO	期货合约交易	2011-01-20	2012-04-01
	RO	证券交易	2011-01-20	2012-04-01
	Rep	期货合约交易	2011-01-06	2011-01-20
	Rep	证券交易	2011-01-06	2011-01-20
Waton Securities International Limited	RO	证券交易	2007-07-19	2011-01-03
	Rep	证券交易	2007-04-24	2007-07-19
CHIEF COMMODITIES LIMITED	Rep	期货合约交易	2004-09-13	2007-04-14
CHIEF SECURITIES LIMITED	Rep	证券交易	2004-08-05	2007-04-14
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2004-07-15	2004-08-02
FORTUNE (HK) SECURITIES LIMITED	Rep	证券交易	2004-05-07	2004-07-12
SANFULL SECURITIES LIMITED	Rep	证券交易	2003-05-13	2004-05-06