| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2025-09-09 | - |
| WIN WONG SECURITIES LIMITED | Rep | 证券交易 | 2019-01-09 | 2025-08-22 |
| HENYEP SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-11-02 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-11-02 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-11-02 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-12-14 | |
| Rep | 证券交易 | 2003-04-01 | 2018-10-15 |