| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | RO | 就证券提供意见 | 2024-08-19 | - |
| RO | 期货合约交易 | 2024-08-19 | - | |
| RO | 证券交易 | 2024-08-19 | - | |
| AA Investment Management Limited | Rep | 证券交易 | 2022-02-24 | 2022-05-13 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | RO | 就证券提供意见 | 2021-02-08 | 2021-08-22 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | RO | 期货合约交易 | 2017-11-15 | 2021-08-22 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | RO | 证券交易 | 2017-11-15 | 2021-08-22 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2017-06-27 | 2017-11-15 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2017-06-27 | 2017-11-15 |
| Chuenman Securities Limited | RO | 证券交易 | 2016-08-08 | 2017-06-20 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-05-20 | 2016-07-25 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2014-05-20 | 2016-07-25 |
| GRANSING SECURITIES CO., LIMITED | Rep | 证券交易 | 2014-03-05 | 2014-04-22 |
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-02-17 | 2014-02-12 |
已采集记录中暂无金管局登记。