| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2015-06-24 | 2017-10-13 |
| CVP Securities Limited | Rep | 证券交易 | 2014-09-02 | 2015-06-09 |
| WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED | RO | 提供资产管理 | 2005-06-22 | 2005-12-22 |
| HOU TAK SECURITIES LIMITED | RO | 证券交易 | 2004-10-14 | 2014-08-04 |
| Rep | 就机构融资提供意见 | - | 2003-07-02 | |
| Rep | 就证券提供意见 | - | 2003-07-02 | |
| Rep | 提供资产管理 | - | 2003-07-02 | |
| Rep | 证券交易 | - | 2004-10-14 |