| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited | RO | 就机构融资提供意见 | 2011-10-24 | 2020-03-31 |
| RO | 就证券提供意见 | 2011-10-24 | 2020-03-31 | |
| RO | 证券交易 | 2011-10-24 | 2020-03-31 | |
| Rep | 就证券提供意见 | 2010-02-08 | 2011-10-24 | |
| Rep | 证券交易 | 2010-02-08 | 2011-10-24 | |
| Rep | 就机构融资提供意见 | 2008-10-13 | 2011-10-24 | |
| HOULIHAN LOKEY (EUROPE) LIMITED | Rep | 就机构融资提供意见 | 2008-03-03 | 2009-03-31 |