Personnel Hong Kong SFC License Details (ID 82884)

Personnel Hong Kong SFC License Details (ID 82884)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	就证券提供意见	2022-12-09	2024-08-23
	Rep	证券交易	2022-12-09	2024-08-23
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	2014-05-19	2021-06-29
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期货合约交易	2008-04-14	2021-06-29
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2008-04-14	2017-05-14
HSBC BROKING (CHINA) LIMITED	Rep	证券交易	2008-04-08	2012-08-14
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	证券交易	2008-04-08	2021-06-29
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2008-04-08	2021-06-29
EAST ASIA SECURITIES COMPANY LIMITED	Rep	证券交易	2007-09-06	2008-03-20