| BOCI ASIA LIMITED | RO | 证券交易 | 2024-08-01 | - |
| BOCI SECURITIES LIMITED | RO | 就期货合约提供意见 | 2018-12-14 | - |
| RO | 就证券提供意见 | 2016-11-08 | - |
| RO | 期货合约交易 | 2016-11-08 | - |
| RO | 证券交易 | 2016-11-08 | - |
| Rep | 杠杆式外汇交易 | 2014-01-22 | 2014-11-21 |
| Rep | 期货合约交易 | 2014-01-22 | 2016-11-08 |
| Rep | 证券交易 | 2014-01-22 | 2016-11-08 |
| HSBC BROKING FOREX (ASIA) LIMITED | RO | 杠杆式外汇交易 | 2010-01-20 | 2013-12-13 |
| HSBC BROKING FUTURES (ASIA) LIMITED | RO | 期货合约交易 | 2010-01-20 | 2013-12-13 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2010-01-20 | 2013-01-22 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | 证券交易 | 2010-01-20 | 2013-12-13 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2003-04-01 | 2010-01-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-08-05 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-08-05 |
| Rep | 期货合约交易 | 2003-04-01 | 2010-01-20 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-08-05 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-08-05 |
| Rep | 期货合约交易 | 2003-04-01 | 2010-01-20 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-09-02 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-08-05 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-08-05 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-08-05 |
| Rep | 证券交易 | 2003-04-01 | 2010-01-20 |