| HSBC BROKING FUTURES (ASIA) LIMITED | RO | 期货合约交易 | 2013-12-03 | 2018-04-30 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2013-12-03 | 2018-04-30 |
| HSBC BROKING FOREX (ASIA) LIMITED | RO | 杠杆式外汇交易 | 2003-08-07 | 2018-04-30 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2003-08-01 | 2003-09-02 |
| HSBC BROKING (DATA SERVICES) LIMITED | RO | 就证券提供意见 | - | 2004-01-01 |
| RO | 提供资产管理 | - | 2004-01-01 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | - | 2003-08-07 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | - | 2003-08-01 |
| Rep | 提供资产管理 | - | 2003-08-01 |
| Rep | 期货合约交易 | - | 2013-12-03 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | 就机构融资提供意见 | - | 2003-08-01 |
| RO | 就证券提供意见 | - | 2003-08-01 |
| RO | 提供资产管理 | - | 2003-08-01 |
| RO | 提供自动化交易服务 | - | 2003-08-01 |
| RO | 证券交易 | - | 2018-04-30 |