Sin, Yiu Sang 冼耀生

证监会中央编号:ACM428

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
BOCI SECURITIES LIMITED	Rep	杠杆式外汇交易	2014-01-30	2014-11-27
	Rep	期货合约交易	2014-01-30	2015-12-18
	Rep	证券交易	2014-01-30	2015-12-18
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	2013-07-08	2013-12-19
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期货合约交易	2013-07-08	2013-12-19
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	证券交易	2013-07-08	2013-12-19
HSBC BROKING FOREX (ASIA) LIMITED	RO	杠杆式外汇交易	2010-02-08	2013-07-08
HSBC BROKING FUTURES (ASIA) LIMITED	RO	期货合约交易	2010-02-08	2013-07-08
HSBC BROKING FUTURES (HONG KONG) LIMITED	RO	期货合约交易	2010-02-08	2013-01-22
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	证券交易	2010-02-08	2013-07-08
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	-	2010-02-08
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	就期货合约提供意见	-	2004-09-10
	Rep	提供资产管理	-	2004-09-10
	Rep	期货合约交易	-	2010-02-08
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	-	2004-09-10
	Rep	提供资产管理	-	2004-09-10
	Rep	期货合约交易	-	2010-02-08
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	提供自动化交易服务	-	2003-09-02
	Rep	就机构融资提供意见	-	2004-09-10
	Rep	就证券提供意见	-	2004-09-10
	Rep	提供资产管理	-	2004-09-10
	Rep	证券交易	-	2010-02-08

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
BOCI SECURITIES LIMITED	Rep	杠杆式外汇交易	2014-01-30	2014-11-27
	Rep	期货合约交易	2014-01-30	2015-12-18
	Rep	证券交易	2014-01-30	2015-12-18
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	2013-07-08	2013-12-19
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期货合约交易	2013-07-08	2013-12-19
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	证券交易	2013-07-08	2013-12-19
HSBC BROKING FOREX (ASIA) LIMITED	RO	杠杆式外汇交易	2010-02-08	2013-07-08
HSBC BROKING FUTURES (ASIA) LIMITED	RO	期货合约交易	2010-02-08	2013-07-08
HSBC BROKING FUTURES (HONG KONG) LIMITED	RO	期货合约交易	2010-02-08	2013-01-22
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	证券交易	2010-02-08	2013-07-08
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	-	2010-02-08
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	就期货合约提供意见	-	2004-09-10
	Rep	提供资产管理	-	2004-09-10
	Rep	期货合约交易	-	2010-02-08
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	-	2004-09-10
	Rep	提供资产管理	-	2004-09-10
	Rep	期货合约交易	-	2010-02-08
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	提供自动化交易服务	-	2003-09-02
	Rep	就机构融资提供意见	-	2004-09-10
	Rep	就证券提供意见	-	2004-09-10
	Rep	提供资产管理	-	2004-09-10
	Rep	证券交易	-	2010-02-08