Chan, Cheuk Yiu 陳焯堯

证监会中央编号:AVI421

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Red South Investment Management Limited	RO	就证券提供意见	2025-12-12	2026-06-22
	RO	提供资产管理	2025-12-12	2026-06-22
Altive Limited	RO	就证券提供意见	2025-03-28	2025-06-30
	RO	提供资产管理	2025-03-28	2025-06-30
	Rep	就证券提供意见	2025-02-19	2025-03-28
	Rep	提供资产管理	2025-02-19	2025-03-28
RiverCircle Investments Limited	RO	就证券提供意见	2022-08-22	2025-02-03
	RO	提供资产管理	2022-08-22	2025-02-03
	Rep	就证券提供意见	2022-06-13	2022-08-22
	Rep	提供资产管理	2022-06-13	2022-08-22
NINE UNICORN CAPITAL LIMITED	RO	就证券提供意见	2021-06-29	2022-05-16
	RO	提供资产管理	2021-06-29	2022-05-16
Fosun International Securities Limited	Rep	就机构融资提供意见	2018-01-10	2019-07-19
	Rep	证券交易	2018-01-10	2019-07-19
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	证券交易	2016-06-27	2017-11-24
Guosen Securities (HK) Brokerage Company, Limited	Rep	证券交易	2016-03-18	2017-11-24
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	证券交易	2015-11-06	2016-06-27
	Rep	就机构融资提供意见	2015-11-06	2017-11-24
PARTNERS CAPITAL INTERNATIONAL LIMITED	Rep	就机构融资提供意见	2015-08-17	2015-09-15
PARTNERS CAPITAL SECURITIES LIMITED	Rep	证券交易	2015-07-15	2015-09-15
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	期货合约交易	2014-06-04	2015-07-03
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	证券交易	2014-06-04	2015-07-03
LEGENDS ASSET MANAGEMENT LIMITED	Rep	提供资产管理	2013-09-19	2013-11-11
SDIC SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2013-01-30	2013-08-26
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2013-01-30	2013-08-26
Funderstone Futures Limited	Rep	期货合约交易	2012-08-16	2013-01-15
Funderstone Securities Limited	Rep	证券交易	2012-08-16	2013-01-15
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	2010-08-23	2012-05-13
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期货合约交易	2010-08-23	2012-05-13
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	证券交易	2010-06-18	2012-05-13

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Red South Investment Management Limited	RO	就证券提供意见	2025-12-12	2026-06-22
	RO	提供资产管理	2025-12-12	2026-06-22
Altive Limited	RO	就证券提供意见	2025-03-28	2025-06-30
	RO	提供资产管理	2025-03-28	2025-06-30
	Rep	就证券提供意见	2025-02-19	2025-03-28
	Rep	提供资产管理	2025-02-19	2025-03-28
RiverCircle Investments Limited	RO	就证券提供意见	2022-08-22	2025-02-03
	RO	提供资产管理	2022-08-22	2025-02-03
	Rep	就证券提供意见	2022-06-13	2022-08-22
	Rep	提供资产管理	2022-06-13	2022-08-22
NINE UNICORN CAPITAL LIMITED	RO	就证券提供意见	2021-06-29	2022-05-16
	RO	提供资产管理	2021-06-29	2022-05-16
Fosun International Securities Limited	Rep	就机构融资提供意见	2018-01-10	2019-07-19
	Rep	证券交易	2018-01-10	2019-07-19
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	证券交易	2016-06-27	2017-11-24
Guosen Securities (HK) Brokerage Company, Limited	Rep	证券交易	2016-03-18	2017-11-24
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	证券交易	2015-11-06	2016-06-27
	Rep	就机构融资提供意见	2015-11-06	2017-11-24
PARTNERS CAPITAL INTERNATIONAL LIMITED	Rep	就机构融资提供意见	2015-08-17	2015-09-15
PARTNERS CAPITAL SECURITIES LIMITED	Rep	证券交易	2015-07-15	2015-09-15
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	期货合约交易	2014-06-04	2015-07-03
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	证券交易	2014-06-04	2015-07-03
LEGENDS ASSET MANAGEMENT LIMITED	Rep	提供资产管理	2013-09-19	2013-11-11
SDIC SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2013-01-30	2013-08-26
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2013-01-30	2013-08-26
Funderstone Futures Limited	Rep	期货合约交易	2012-08-16	2013-01-15
Funderstone Securities Limited	Rep	证券交易	2012-08-16	2013-01-15
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	2010-08-23	2012-05-13
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期货合约交易	2010-08-23	2012-05-13
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	证券交易	2010-06-18	2012-05-13