| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2016-02-24 | 2017-06-25 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期货合约交易 | 2015-07-16 | 2016-01-03 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 证券交易 | 2015-07-16 | 2016-01-03 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2008-04-23 | 2015-07-05 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2008-04-14 | 2015-07-05 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2008-04-14 | 2015-07-05 |