| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2014-01-07 | 2014-11-26 |
| Rep | 期货合约交易 | 2014-01-07 | 2016-12-20 | |
| Rep | 证券交易 | 2014-01-07 | 2016-12-20 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2007-05-31 | 2013-12-23 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2007-01-22 | 2013-12-23 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2007-01-22 | 2013-12-23 |