| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DBS VICKERS (HONG KONG) LIMITED | RO | 期货合约交易 | 2018-08-02 | 2021-09-02 |
| RO | 证券交易 | 2018-08-02 | 2021-09-02 | |
| Rep | 期货合约交易 | 2018-06-05 | 2018-08-02 | |
| Rep | 证券交易 | 2018-06-05 | 2018-08-02 | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | 证券交易 | 2014-04-16 | 2016-02-18 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2014-04-16 | 2016-02-18 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2011-01-03 | 2016-02-18 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-01-03 | 2016-02-18 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2008-02-06 | 2014-04-16 |