Chu, Peter Tak On 朱德安
证监会中央编号:AAA363
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2014-01-02 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-01-02 | - |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2003-04-01 | 2013-12-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-08-04 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-08-04 | |
| Rep | 期货合约交易 | 2003-04-01 | 2013-12-20 | |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-08-04 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-08-04 | |
| Rep | 期货合约交易 | 2003-04-01 | 2013-01-22 | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-09-02 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-08-04 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-08-04 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-08-04 | |
| Rep | 证券交易 | 2003-04-01 | 2013-12-20 |
已采集记录中暂无金管局登记。