| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2021-04-29 | - |
| Rep | 期货合约交易 | 2020-09-24 | - | |
| Rep | 证券交易 | 2020-09-24 | - | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2015-08-20 | 2020-09-01 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2015-08-20 | 2020-09-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2015-08-20 | 2020-09-01 |
| Rep | 证券交易 | 2015-08-20 | 2020-09-01 | |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2014-04-30 | 2015-07-30 |
| Soochow Securities International Futures Limited | Rep | 期货合约交易 | 2014-04-30 | 2015-07-30 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2012-08-22 | 2014-04-16 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 证券交易 | 2012-08-22 | 2014-04-16 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2005-10-25 | 2012-08-19 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2005-07-21 | 2012-08-19 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2005-07-21 | 2012-08-19 |
已采集记录中暂无金管局登记。