| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2019-06-27 | - |
| Rep | 证券交易 | 2014-01-07 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2014-01-07 | - |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2008-07-21 | 2013-10-09 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2008-07-21 | 2013-10-09 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-07-21 | 2013-01-22 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2008-07-21 | 2013-10-09 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-07-21 | 2013-01-22 |