| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2014-01-27 | 2014-11-21 |
| Rep | 期货合约交易 | 2014-01-03 | 2017-07-07 |
| Rep | 证券交易 | 2014-01-03 | 2017-07-07 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2013-04-02 | 2013-12-03 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2013-04-02 | 2013-12-03 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2006-11-01 | 2013-03-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2006-11-01 | 2013-03-20 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-11-01 | 2013-01-22 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2006-11-01 | 2013-03-20 |