Kwan, Andy Tin Pui 關天培
证监会中央编号:ARF399
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | RO | 就期货合约提供意见 | 2017-12-20 | 2020-03-14 |
| RO | 期货合约交易 | 2017-12-20 | 2020-03-14 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2015-04-10 | 2020-03-14 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2015-02-16 | 2017-12-20 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2015-02-16 | 2016-05-23 |
| Rep | 证券交易 | 2015-02-16 | 2020-03-14 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2014-01-02 | 2015-01-09 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-01-02 | 2015-01-09 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2008-07-28 | 2013-12-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2008-06-19 | 2013-12-20 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2008-06-19 | 2013-12-20 |