| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Topaz Financial Group Limited | RO | 就期货合约提供意见 | 2019-04-25 | - |
| RO | 就证券提供意见 | 2019-04-25 | - | |
| TOPAZ CAPITAL MANAGEMENT LIMITED | RO | 提供资产管理 | 2016-11-09 | - |
| Topaz Financial Group Limited | RO | 期货合约交易 | 2013-03-27 | - |
| RO | 证券交易 | 2013-03-27 | - | |
| Rep | 期货合约交易 | 2012-11-22 | 2013-03-27 | |
| Rep | 证券交易 | 2012-11-22 | 2013-03-27 | |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2006-09-12 | 2012-08-03 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2006-09-12 | 2012-08-03 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2006-07-21 | 2012-08-03 |