| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2026-09-04 | - |
| Rep | 证券交易 | 2026-09-04 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2026-09-04 | - |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2015-03-09 | 2026-06-26 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2006-10-26 | 2026-06-26 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2006-08-21 | 2026-06-26 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-08-21 | 2013-01-22 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2006-08-21 | 2026-06-26 |