Law, Ying Chung 羅應中
证监会中央编号:AOG213
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 就证券提供意见 | 2017-05-17 | 2017-08-30 |
| RO | 证券交易 | 2017-03-21 | 2017-08-30 | |
| Rep | 证券交易 | 2015-11-24 | 2017-03-21 | |
| DAH SING SECURITIES LIMITED | Rep | 证券交易 | 2014-01-20 | 2015-11-14 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2007-03-02 | 2013-12-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2007-01-18 | 2013-12-20 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2006-11-28 | 2013-12-20 |