| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2020-12-16 | - |
| Rep | 期货合约交易 | 2014-01-09 | - | |
| Rep | 证券交易 | 2014-01-09 | - | |
| Rep | 杠杆式外汇交易 | 2014-01-09 | 2014-11-26 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2003-04-01 | 2013-12-18 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-08-05 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-08-05 | |
| Rep | 期货合约交易 | 2003-04-01 | 2013-12-18 | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-09-02 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-08-05 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-08-05 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-08-05 | |
| Rep | 证券交易 | 2003-04-01 | 2013-12-18 |