| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2026-09-28 | - |
| Rep | 证券交易 | 2026-09-28 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2026-09-28 | - |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2026-08-03 | 2026-08-28 |
| Rep | 证券交易 | 2026-08-03 | 2026-08-28 | |
| Rep | 就证券提供意见 | 2015-03-12 | 2026-08-02 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2010-10-26 | 2026-08-28 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2010-09-06 | 2026-08-28 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2010-09-06 | 2026-08-02 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 证券交易 | 2005-03-18 | 2006-06-01 |
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