Li, Kum Hing 李錦慶
证监会中央编号:AAA298
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2014-01-30 | 2014-11-28 |
| Rep | 期货合约交易 | 2014-01-30 | 2018-02-28 | |
| Rep | 证券交易 | 2014-01-30 | 2018-02-28 | |
| HSBC BROKING FOREX (ASIA) LIMITED | RO | 杠杆式外汇交易 | 2013-05-23 | 2013-12-13 |
| HSBC BROKING FUTURES (ASIA) LIMITED | RO | 期货合约交易 | 2013-05-23 | 2013-12-13 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | 证券交易 | 2013-05-23 | 2013-12-13 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-04-20 | 2013-01-22 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | - | 2013-05-23 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | - | 2004-04-06 |
| Rep | 提供资产管理 | - | 2004-04-06 | |
| Rep | 期货合约交易 | - | 2013-05-23 | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | - | 2003-09-02 |
| Rep | 就机构融资提供意见 | - | 2004-04-06 | |
| Rep | 就证券提供意见 | - | 2004-04-06 | |
| Rep | 提供资产管理 | - | 2004-04-06 | |
| Rep | 证券交易 | - | 2013-05-23 |