Liao, Sheung Mui 廖湘嵋 Hong Kong SFC License Details (ID 82968)

Liao, Sheung Mui 廖湘嵋 Hong Kong SFC License Details (ID 82968)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	期货合约交易	2015-03-13	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	证券交易	2015-03-13	-
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	2004-02-11	2015-02-07
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期货合约交易	2004-02-11	2015-02-07
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2004-02-11	2013-01-22
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	证券交易	2003-12-09	2015-02-07
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2003-12-09	2013-01-22
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	Rep	就证券提供意见	2003-04-16	2003-11-18
	Rep	证券交易	2003-04-16	2003-11-18