| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就期货合约提供意见 | 2023-04-04 | 2024-02-28 |
| Rep | 期货合约交易 | 2023-04-04 | 2024-02-28 | |
| Rep | 就证券提供意见 | 2018-05-24 | 2024-02-28 | |
| Rep | 证券交易 | 2018-05-24 | 2024-02-28 | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2015-04-02 | 2017-09-06 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-01-05 | 2013-08-19 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2008-04-23 | 2017-09-06 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2007-11-15 | 2017-09-06 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2007-11-15 | 2017-09-06 |