| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2021-02-09 | - |
| Rep | 期货合约交易 | 2014-01-09 | - | |
| Rep | 证券交易 | 2014-01-09 | - | |
| Rep | 杠杆式外汇交易 | 2014-01-09 | 2014-11-26 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2007-01-03 | 2013-12-18 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2006-09-20 | 2013-12-18 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-09-20 | 2013-01-22 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2006-09-20 | 2013-12-18 |
已采集记录中暂无金管局登记。