| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2017-08-15 | 2017-11-21 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-01-05 | 2013-08-19 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2005-10-25 | 2013-12-19 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2005-04-15 | 2013-12-19 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2005-04-15 | 2013-12-19 |