| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2025-09-23 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2025-09-23 | - |
| Rep | 证券交易 | 2025-09-23 | - | |
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2021-03-01 | 2022-07-29 |
| Rep | 杠杆式外汇交易 | 2014-07-10 | 2014-11-26 | |
| Rep | 期货合约交易 | 2014-07-10 | 2022-07-29 | |
| Rep | 证券交易 | 2014-07-10 | 2022-07-29 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2004-06-08 | 2014-06-13 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2004-06-08 | 2014-06-13 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2004-04-27 | 2014-06-13 |