Or, Loletta Chui Yin 柯翠賢 Hong Kong SFC License Details (ID 82994)

Or, Loletta Chui Yin 柯翠賢 Hong Kong SFC License Details (ID 82994)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CHINA DEMETER SECURITIES LIMITED	Rep	证券交易	2016-11-01	-
ENLIGHTEN FUTURES LIMITED	Rep	期货合约交易	2015-08-18	2016-10-21
ENLIGHTEN SECURITIES LIMITED	Rep	证券交易	2015-08-18	2016-10-21
Soochow Securities International Brokerage Limited	Rep	证券交易	2014-07-17	2015-08-01
Soochow Securities International Futures Limited	Rep	期货合约交易	2014-07-17	2015-08-01
BOCI SECURITIES LIMITED	Rep	期货合约交易	2012-10-08	2014-06-28
	Rep	证券交易	2012-10-08	2014-06-28
	Rep	杠杆式外汇交易	2012-10-08	2014-06-28
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	2003-04-01	2012-09-13
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	就期货合约提供意见	2003-04-01	2004-09-10
	Rep	提供资产管理	2003-04-01	2004-09-10
	Rep	期货合约交易	2003-04-01	2012-09-13
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	提供自动化交易服务	2003-04-01	2003-09-02
	Rep	就机构融资提供意见	2003-04-01	2004-09-10
	Rep	就证券提供意见	2003-04-01	2004-09-10
	Rep	提供资产管理	2003-04-01	2004-09-10
	Rep	证券交易	2003-04-01	2012-09-13