Personnel SFC Licences and HKMA Registrations (ID 82995)

Personnel SFC Licences and HKMA Registrations (ID 82995)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Soochow Securities International Brokerage Limited	Rep	证券交易	2016-01-08	-
Soochow Securities International Futures Limited	Rep	期货合约交易	2016-01-08	-
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	期货合约交易	2012-11-26	2015-12-18
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	证券交易	2012-11-26	2015-12-18
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	2006-12-13	2012-11-15
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期货合约交易	2006-07-27	2012-11-15
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	证券交易	2006-07-26	2012-11-15
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2006-03-09	2006-07-08
	Rep	证券交易	2004-09-23	2006-03-06

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

仅显示现任登记

已采集记录中暂无金管局登记。