Tong, Wai Cham 曾偉湛
证监会中央编号:AWV320
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AK Capital Limited | RO | 就证券提供意见 | 2026-04-20 | - |
| RO | 提供资产管理 | 2026-04-20 | - | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2015-03-18 | 2017-08-31 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2011-08-15 | 2017-08-31 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-05-12 | 2017-08-31 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2011-05-12 | 2017-08-31 |
| CES Capital International (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2011-02-24 | 2011-04-21 |