| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2013-12-30 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-12-30 | - |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2010-07-21 | 2013-12-16 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2010-07-21 | 2013-12-16 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2010-07-21 | 2013-12-16 |
| PLATINUM SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2006-07-10 | 2006-07-20 |
| Rep | 证券交易 | 2006-07-10 | 2006-07-20 |