| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2011-04-15 | 2013-12-23 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-04-15 | 2013-12-23 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2011-04-15 | 2013-12-23 |
| Rakuten Securities Hong Kong Limited | Rep | 杠杆式外汇交易 | 2009-05-25 | 2010-04-19 |