Personnel Hong Kong SFC License Details (ID 83017)

Personnel Hong Kong SFC License Details (ID 83017)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
MLB Asset Management Limited	RO	提供资产管理	2018-08-09	-
	RO	就证券提供意见	2016-09-23	-
	Rep	提供资产管理	2015-11-06	2018-08-09
SKYVAST SECURITIES LIMITED	RO	期货合约交易	2014-12-18	2015-07-22
	RO	证券交易	2014-12-18	2015-07-22
SKYVAST ASSET MANAGEMENT LIMITED	Rep	提供资产管理	2014-11-20	2015-07-22
SKYVAST SECURITIES LIMITED	Rep	期货合约交易	2014-11-20	2014-12-18
	Rep	证券交易	2014-10-15	2014-12-18
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	期货合约交易	2013-02-06	2014-02-26
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	证券交易	2013-02-06	2014-02-26
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	2007-05-31	2013-01-17
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期货合约交易	2007-04-10	2013-01-17
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2007-04-10	2013-01-17
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	证券交易	2007-04-10	2013-01-17