| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Topaz Financial Group Limited | RO | 就期货合约提供意见 | 2019-04-25 | - |
| RO | 就证券提供意见 | 2019-04-25 | - | |
| RO | 期货合约交易 | 2017-01-18 | - | |
| RO | 证券交易 | 2017-01-18 | - | |
| TOPAZ CAPITAL MANAGEMENT LIMITED | RO | 提供资产管理 | 2016-07-05 | - |
| Rep | 提供资产管理 | 2015-01-26 | 2016-07-05 | |
| Topaz Financial Group Limited | Rep | 期货合约交易 | 2012-11-15 | 2017-01-18 |
| Rep | 证券交易 | 2012-11-15 | 2017-01-18 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2008-07-24 | 2012-09-01 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2008-06-23 | 2012-09-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2008-06-23 | 2012-09-01 |
已采集记录中暂无金管局登记。