| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Topaz Financial Group Limited | Rep | 期货合约交易 | 2015-01-26 | - |
| Rep | 证券交易 | 2015-01-26 | - | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2007-05-31 | 2014-12-07 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2007-01-19 | 2014-12-07 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2007-01-19 | 2014-12-07 |