| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2020-12-17 | - |
| Rep | 期货合约交易 | 2015-09-11 | - | |
| Rep | 证券交易 | 2015-09-11 | - | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2015-03-24 | 2015-08-26 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2012-02-13 | 2015-08-26 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-09-15 | 2015-08-26 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2011-09-15 | 2015-08-26 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2006-07-31 | 2007-08-04 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2006-03-28 | 2007-08-04 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-03-28 | 2007-08-04 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2006-03-28 | 2007-08-04 |
| GET NICE FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2005-06-21 | 2006-02-10 |
| GET NICE SECURITIES LIMITED | Rep | 证券交易 | 2005-06-21 | 2006-02-10 |
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