| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Interactive Brokers LLC | Rep | 期货合约交易 | 2012-05-11 | 2013-04-23 |
| Rep | 证券交易 | 2012-05-11 | 2013-04-23 | |
| Rep | 杠杆式外汇交易 | 2012-05-11 | 2013-04-23 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2011-11-16 | 2012-02-06 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-08-30 | 2012-02-06 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2011-08-30 | 2012-02-06 |