| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2018-09-14 | - |
| Rep | 证券交易 | 2018-09-14 | - | |
| Lion Global Financial Limited | Rep | 就证券提供意见 | 2018-08-27 | 2018-09-02 |
| Rep | 提供资产管理 | 2018-08-27 | 2018-09-02 | |
| Rep | 证券交易 | 2018-08-27 | 2018-09-02 | |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2013-08-17 | 2014-08-20 |
| HSBC Corporate Finance (Hong Kong) Limited | RO | 期货合约交易 | 2011-12-05 | 2012-03-09 |
| HSBC FUTURES (SINGAPORE) PTE LTD | RO | 就期货合约提供意见 | 2011-12-05 | 2012-03-23 |
| RO | 期货合约交易 | 2011-12-05 | 2012-03-23 | |
| Rep | 期货合约交易 | 2010-05-17 | 2011-12-05 |