| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 期货合约交易 | 2014-03-06 | 2014-04-17 |
| Rep | 证券交易 | 2014-03-06 | 2014-04-17 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-07-13 | 2014-03-01 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | 期货合约交易 | 2010-03-22 | 2012-03-23 |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2008-10-13 | 2010-02-27 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2008-10-13 | 2010-02-27 |
| Rep | 证券交易 | 2008-10-13 | 2010-02-27 | |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2007-06-27 | 2009-07-31 |
| Rep | 期货合约交易 | 2007-06-27 | 2009-07-31 | |
| Rep | 证券交易 | 2007-06-27 | 2009-07-31 |