Koo, Julie J
证监会中央编号:ANE311
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | RO | 就证券提供意见 | 2026-06-02 | - |
| RO | 提供资产管理 | 2026-06-02 | - | |
| RO | 证券交易 | 2026-06-02 | - | |
| Rep | 就证券提供意见 | 2026-05-04 | 2026-06-02 | |
| Rep | 提供资产管理 | 2026-05-04 | 2026-06-02 | |
| Rep | 证券交易 | 2026-05-04 | 2026-06-02 | |
| UBS Asset Management (Hong Kong) Limited | RO | 就证券提供意见 | 2015-08-27 | 2017-12-29 |
| RO | 提供资产管理 | 2015-08-27 | 2017-12-29 | |
| RO | 证券交易 | 2015-08-27 | 2017-12-29 | |
| Rep | 就证券提供意见 | 2015-04-13 | 2015-08-27 | |
| Rep | 提供资产管理 | 2015-04-13 | 2015-08-27 | |
| Rep | 证券交易 | 2015-04-13 | 2015-08-27 | |
| HSBC Global Asset Management (Hong Kong) Limited | RO | 就证券提供意见 | 2011-06-09 | 2015-02-06 |
| RO | 提供资产管理 | 2011-06-09 | 2015-02-06 | |
| RO | 证券交易 | 2011-06-09 | 2015-02-06 | |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | 就证券提供意见 | 2011-06-09 | 2015-02-06 |
| RO | 提供资产管理 | 2011-06-09 | 2015-02-06 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | 就证券提供意见 | 2011-06-09 | 2015-02-06 |
| RO | 提供资产管理 | 2011-06-09 | 2015-02-06 | |
| RO | 证券交易 | 2011-06-09 | 2015-02-06 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-02-22 | 2011-06-09 |
| Rep | 提供资产管理 | 2010-02-22 | 2011-06-09 | |
| Rep | 证券交易 | 2010-02-22 | 2011-06-09 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2010-02-22 | 2011-06-09 |
| FIL Investment Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2006-08-28 | 2010-02-03 |
| Rep | 提供资产管理 | 2006-08-28 | 2010-02-03 | |
| FIL Investment Advisors | Rep | 提供资产管理 | 2006-03-13 | 2006-08-24 |
| FIL Investment Management (Hong Kong) Limited | Rep | 证券交易 | 2006-03-13 | 2010-02-03 |