| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 提供资产管理 | 2007-09-25 | 2021-07-19 |
| Rep | 证券交易 | 2007-09-25 | 2021-07-19 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2007-09-25 | 2021-07-19 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2007-09-05 | 2021-07-19 |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 就证券提供意见 | 2007-04-24 | 2007-08-09 |
| HSBC LIFE (INTERNATIONAL) LIMITED | Rep | 就机构融资提供意见 | - | 2004-05-17 |
| Rep | 提供资产管理 | - | 2004-05-17 | |
| Rep | 就证券提供意见 | - | 2006-11-18 |