Personnel Hong Kong SFC License Details (ID 83096)

Personnel Hong Kong SFC License Details (ID 83096)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
First Sentier Investors (Hong Kong) Limited	Rep	就证券提供意见	2014-05-19	2018-04-29
	Rep	证券交易	2014-05-19	2018-04-29
abrdn Hong Kong Limited	Rep	就证券提供意见	2013-04-22	2014-05-14
	Rep	证券交易	2013-04-22	2014-05-14
Pictet Asset Management (Hong Kong) Limited	Rep	就证券提供意见	2012-02-20	2012-09-18
	Rep	证券交易	2012-02-20	2012-09-18
HSBC Global Asset Management (Hong Kong) Limited	Rep	就证券提供意见	2010-02-26	2012-01-31
	Rep	提供资产管理	2010-02-26	2012-01-31
	Rep	证券交易	2010-02-26	2012-01-31
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	证券交易	2010-02-26	2012-01-31
FIL Investment Management (Hong Kong) Limited	Rep	就证券提供意见	2009-11-09	2009-12-21
	Rep	提供资产管理	2009-11-09	2009-12-21
	Rep	证券交易	2009-11-09	2009-12-21
PineBridge Investments Asia Limited	Rep	证券交易	2009-04-03	2009-09-11
	Rep	就证券提供意见	2007-12-03	2009-09-11
	Rep	提供资产管理	2007-12-03	2009-09-11
PineBridge Investments Hong Kong Limited	Rep	证券交易	2007-12-03	2009-09-11