| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCHK Asset Management Limited | Rep | 就证券提供意见 | 2015-03-11 | 2016-09-02 |
| Rep | 提供资产管理 | 2015-03-11 | 2016-09-02 | |
| Rep | 证券交易 | 2015-03-11 | 2016-09-02 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 提供资产管理 | 2009-03-13 | 2013-11-04 |
| Rep | 就证券提供意见 | 2009-03-10 | 2013-11-04 | |
| Rep | 证券交易 | 2009-03-10 | 2013-11-04 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2009-03-10 | 2013-11-04 |
| AllianceBernstein Hong Kong Limited | Rep | 就证券提供意见 | 2006-01-13 | 2008-10-10 |
| Rep | 证券交易 | 2006-01-13 | 2008-10-10 |