Personnel Hong Kong SFC License Details (ID 83098)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	就证券提供意见	2026-03-26	-
	Rep	证券交易	2026-03-26	-
BNP PARIBAS ASSET MANAGEMENT SELECT ASIA LIMITED	Rep	就证券提供意见	2025-01-22	-
	Rep	证券交易	2022-08-02	-
DWS Investments Hong Kong Limited	Rep	就证券提供意见	2019-05-31	2022-05-27
	Rep	证券交易	2019-05-31	2022-05-27
Vanguard Investments Hong Kong Limited	Rep	就证券提供意见	2018-07-20	2018-10-31
	Rep	证券交易	2018-07-20	2018-10-31
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	就证券提供意见	2016-08-09	2018-07-10
	Rep	提供资产管理	2016-08-09	2018-07-10
	Rep	证券交易	2016-08-09	2018-07-10
JF INTERNATIONAL MANAGEMENT INC.	Rep	就证券提供意见	2016-06-22	2016-07-15
	Rep	提供资产管理	2016-06-22	2016-07-15
JPMorgan Asset Management (Asia Pacific) Limited	Rep	就证券提供意见	2016-06-22	2016-07-15
	Rep	提供资产管理	2016-06-22	2016-07-15
JPMorgan Funds (Asia) Limited	Rep	就证券提供意见	2016-06-22	2016-07-15
	Rep	提供资产管理	2016-06-22	2016-07-15
	Rep	证券交易	2016-06-22	2016-07-15
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	证券交易	2015-06-01	2016-06-13
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	证券交易	2015-06-01	2016-06-13
SEI INVESTMENTS (ASIA) LIMITED	Rep	就证券提供意见	2013-05-23	2015-05-08
	Rep	提供资产管理	2013-05-23	2015-05-08
HSBC Global Asset Management (Hong Kong) Limited	Rep	就证券提供意见	2011-08-03	2013-05-07
	Rep	提供资产管理	2011-08-03	2013-05-07
	Rep	证券交易	2011-08-03	2013-05-07
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	就证券提供意见	2011-08-03	2013-05-07
	Rep	提供资产管理	2011-08-03	2013-05-07
	Rep	证券交易	2011-08-03	2013-05-07

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