| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2025-10-31 | - |
| Rep | 证券交易 | 2025-10-31 | - | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2010-07-20 | 2013-04-05 |
| Rep | 就证券提供意见 | 2010-07-20 | 2013-04-05 | |
| Rep | 提供资产管理 | 2010-07-20 | 2013-04-05 | |
| Rep | 证券交易 | 2010-07-20 | 2013-04-05 | |
| SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED | Rep | 就期货合约提供意见 | 2008-07-07 | 2011-08-31 |
| Rep | 就证券提供意见 | 2008-07-07 | 2011-08-31 | |
| Rep | 提供资产管理 | 2008-07-07 | 2011-08-31 | |
| Rep | 证券交易 | 2008-07-07 | 2011-08-31 |