| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | 就证券提供意见 | 2012-10-24 | 2020-01-20 |
| Rep | 提供资产管理 | 2012-10-24 | 2020-08-04 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 提供资产管理 | 2007-08-17 | 2021-09-30 |
| Rep | 证券交易 | 2007-08-17 | 2021-09-30 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2007-08-17 | 2021-09-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2007-08-01 | 2021-09-30 |
| BlackRock Asset Management North Asia Limited | Rep | 就机构融资提供意见 | - | 2003-10-17 |
| Rep | 就证券提供意见 | - | 2007-07-13 |